James Ryan Lanier ban
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  • Merrill Lynch Broker Banned by SEC

    November 8, 2013 Comments (0) Blog, Securities Fraud

    According to Investment News, former Merrill Lynch broker, James R. Lanier, has been banned from working in the securities industry for illegally using nearly $1 million of client’s funds. Over the course of several years, Mr. Lanier allegedly forged clients signatures on wire transfers and used the money for

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