James Schwartz complaints
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Ex-Aegis Broker James Schwartz  (Jim Schwartz) Barred after Churning Allegations, featured by top securities fraud attorneys, The White Law Group March 19, 2021

Ex-Aegis Broker James Schwartz (Jim Schwartz) Barred after Churning Allegations 

Update on Investigation: Jim Schwartz, Aegis Capital Corp., has 12 Customer

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James Schwartz, Financial Advisor Investigation, featured by top securities fraud attorneys, The White Law Group June 2, 2020

James Schwartz, Financial Advisor Investigation

Financial Advisor Jim Schwartz, Aegis Capital Corp. in Melville, NY James Schwartz

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