Jerry Wayne Simpson Thrivent
Tag Archive

• Jerry Wayne Simpson Indicted on Fraud Charges

  

  January 2, 2019 Comments (0) Blog, Current Investigations, Securities Fraud

  Concerned about your investments with Jerry Wayne Simpson? According to news reports, between March 2016 and October 2017, former financial advisor Jerry Wayne Simpson allegedly stole $400,000 from his clients. According to the indictment, Simpson allegedly forged a clients’ name on paperwork requesting to have

  Read More »

• Financial Advisor Jerry W. Simpson Barred from Securities Industry

  

  April 24, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

  FINRA Bars Jerry W. Simpson –Failure to Provide Testimony According to the Financial Industry Regulatory Authority (FINRA) on February 16, 2018 an AWC was issued in which Jerry Wayne Simpson (CRD #5513406, Madisonville, Kentucky) was barred from association with any FINRA member in all capacities. Without admitting

  Read More »