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January 2, 2019
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Blog, Current Investigations, Securities Fraud
Concerned about your investments with Jerry Wayne Simpson? According to news reports, between March 2016 and October 2017, former financial advisor Jerry Wayne Simpson allegedly stole $400,000 from his clients. According to the indictment, Simpson allegedly forged a clients’ name on paperwork requesting to have
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April 24, 2018
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Blog, Current Investigations, Securities Fraud
FINRA Bars Jerry W. Simpson –Failure to Provide Testimony According to the Financial Industry Regulatory Authority (FINRA) on February 16, 2018 an AWC was issued in which Jerry Wayne Simpson (CRD #5513406, Madisonville, Kentucky) was barred from association with any FINRA member in all capacities. Without admitting
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