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Tag: Kovack Securities

Kovack Securities - Broker Misconduct, Customer Complaints and Regulatory Actions, featured by top securities fraud attorneys, The White Law Group

Blog, FINRA SEC Sanctions, Securities Fraud Articles

April 4, 2023

Kovack Securities Inc. Overview

The White Law Group reviews the regulatory history of Kovack Securities Inc. Kovack Securities, Inc. (CRD #44848, Fort Lauderdale,...

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Kovack Securities Lawsuit Featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Securities Fraud Articles

July 20, 2018

FINRA Lawsuit against Kovack Securities

FINRA Claim Alleges Unsuitable Investment Recommendations The White Law Group announced this week that it has filed a FINRA Statement of...

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Blog, Securities Fraud Articles

May 12, 2011

Most Profitable "Indie" Brokerage Firms

The Investment News recently announced the most profitable “indie” brokerage firms. They are as follows: Rank Firm Pre-tax earnings ?...

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Blog, Securities Fraud Articles

November 26, 2010

Largest Independent Broker-Dealers

According to the Investment News, the following are the largest independent broker-dealers (ranked by reps producing over $100,000): Click...

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Blog, Securities Fraud Articles

August 23, 2009

Marc Steven Broder barred from FINRA

According to FINRA, Marc Steven Broder was recently barred from FINRA and from associating with any FINRA member firm. The sanction was...

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