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July 12, 2010
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Blog, Securities Fraud
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with over thirty years securities law experience, including experience at FINRA (f/k/a the NASD) and the SEC. The firm has offices in Chicago, Illinois and Boca Raton,
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June 28, 2010
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Blog, Securities Fraud
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with over thirty years securities law experience, including experience at FINRA (f/k/a the NASD) and the SEC. The firm has offices in Chicago, Illinois and Boca Raton,
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June 25, 2010
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Blog, Securities Fraud
In proceedings filed by the Securities and Exchange Commission and the Financial Industry Regulatory Authority, known as FINRA (f/k/a the NASD), Morgan Keegan was accused of misleading brokers and customers through marketing materials that did not disclose the risks being taken by a group of funds sold only to Morgan
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June 25, 2010
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Blog, Securities Fraud
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so close to the FINRA Dispute
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June 23, 2010
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Blog, Securities Fraud
Promissory Note Disputes The White Law Group continues to represent financial advisors in Promissory Note disputes and claims related to the financial advisors prior employment. Promissory Notes (often called up-front forgivable loans) are commonly used as a recruiting tool by many of the major brokerage firms
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June 21, 2010
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Blog, Securities Fraud
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so close to the FINRA Dispute
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June 18, 2010
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Blog, Securities Fraud
The White Law Group is investigating the appropriateness of financial advisor’s recommendations that investors purchase sub-prime issues like American Home Mortgage, New Century Financial Corp., Novastar and other similar companies. In many cases, these investments were pitched by stockbrokers and financial advisors
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June 17, 2010
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Blog, Securities Fraud
The White Law Group is investigating the appropriateness of structured product investments sold by various broker-dealers (including Citigroup’s ELKS structured product), to retail investors. Structured products are complicated investments that are only appropriate for sophisticated or institutional investors.
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June 16, 2010
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Blog, Securities Fraud
The White Law Group is investigating securities fraud claims involving investors that were improperly sold Lehman Brothers “100 Percent Principal Protected Notes” by financial advisors at major Wall Street firms including UBS. These “100 Percent Principal Protected Notes” were marketed as “risk free”
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June 16, 2010
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Blog, Securities Fraud
We are investigating a possible securities fraud claim on behalf of an investor involving an improper and unsuitable investment recommendation made to induce the investor to purchase Freddie Mac and Fannie Mae preferred stocks. Based on our preliminary investigation, it appears that a large number of clients of full
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