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Tag: law firm

Blog, Securities Fraud Articles

August 23, 2009

Marc Steven Broder barred from FINRA

According to FINRA, Marc Steven Broder was recently barred from FINRA and from associating with any FINRA member firm. The sanction was...

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Blog, Securities Fraud Articles

August 23, 2009

Edward Dee Basham barred from FINRA.

According to FINRA, Edward Dee Basham was recently barred from FINRA and from associating with any FINRA member firm.  The sanction was...

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