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Massachusetts suing RBC over ETF sales

July 20, 2011 Comments (0) Blog, Securities Fraud

According to the Investment News, Massachusetts’ top securities regulator is suing RBC Capital Markets LLC and one of its former registered representatives over the sale of leveraged exchange-traded funds, saying they sold them to clients who didn’t understand how the investments worked. Secretary of the
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Recovery of Ultra ProShares Investment Losses

November 2, 2010 Comments (0) Blog, Securities Fraud

The White Law Group is investigating securities fraud claims involving ProShares Funds and other Exchange Traded Funds (ETFs) sold to investors by their financial advisors. These funds subjected investors to substantially more risk than was disclosed and resulted in significant losses by investors. The leveraged
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