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Tag: LPL Financial fraud

Blog, Current Investigations, Securities Fraud Articles

LPL Financial Fined $950,000 for Alternative Investment Sales

New Jersey Settlement alleges excessive amounts of alternative investments According to reports, the New Jersey Bureau of Securities...

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Blog, Securities Fraud Articles

Recovery of Silver Oak Leasing Investment Losses

Have you suffered losses investing in Silver Oak Leasing?  If so, the securities attorneys of The White Law Group may be able to assist...

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Blog, Securities Fraud Articles

LaeRoc Fund Investigation

LaeRoc Fund Investment Losses The White Law Group is investigating potential securities fraud claims against the broker-dealers that...

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Blog, Securities Fraud Articles

Former LPL Financial Advisor Elliot Kravitz Pleads Guilty to Fraud

According to the Cincinnati Business Courier, Elliot Kravitz, a financial advisor in Mason, Ohio, recently pleaded guilty to one count of...

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Blog, Securities Fraud Articles

Investment Losses: Former LPL Rep Arthur Lin

According to SEC documents, Arthur Lin, a former LPL Financial registered representative has been accused of selling “…$5,360,000 in...

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