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October 31, 2017
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Blog, Current Investigations, Securities Fraud
New Jersey Settlement alleges excessive amounts of alternative investments According to reports, the New Jersey Bureau of Securities fined LPL Financial $950,000 and ordered it to pay $25,000 to a state investor education fund. According to the settlement, there was a lack of supervision in regards to suitability
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February 9, 2017
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Current Investigations
Concerned about investment losses with LaeRoc Income Fund 007 LP? Have you suffered investment losses in a LaeRoc Income Fund 007 LP? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. LaeRoc Funds is a real estate investment firm. According to the firm’s website,
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March 27, 2013
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Blog, Securities Fraud
Have you suffered losses investing in Silver Oak Leasing? If so, the securities attorneys of The White Law Group may be able to assist you. The firm is currently investigating potential FINRA arbitration claims against the broker-dealers that sold investments in Silver Oak Leasing. Silver Oak Leasing, Inc is a
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February 27, 2013
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Blog, Securities Fraud
LaeRoc Fund Investment Losses The White Law Group is investigating potential securities fraud claims against the broker-dealers that improperly or unsuitably recommended private placements (LaeRoc Fund) such as Laeroc 2002 Income Fund, LaeRoc 2004-2005 Income Fund, LaeRoc 2005-2006 Income Fund, Laeroc Edge Fund,
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March 26, 2012
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Blog, Securities Fraud
According to the Cincinnati Business Courier, Elliot Kravitz, a financial advisor in Mason, Ohio, recently pleaded guilty to one count of wire fraud for an investment scheme in which he defrauded nine of his customers out of more than $2 million. Kravitz could face up to 20 years in prison and a fine of up …
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March 22, 2012
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Blog, Securities Fraud
According to SEC documents, Arthur Lin, a former LPL Financial registered representative has been accused of selling “…$5,360,000 in unregistered promissory notes issued by Malarz Equity Investments, LLC to at least 20 investors, including 15 LPL customers.” Investors who have suffered losses as a result of
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November 28, 2011
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Blog, Securities Fraud
According to the investmentnews.com Oregon regulators in charge of securities have fined LPL Financial LLC $100,000 “for failing to supervise a broker that sold high-risk oil and gas partnerships to clients, including many who are elderly.” The former LPL Financial representative, Jack Kleck, reportedly sold
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September 22, 2011
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Blog, Securities Fraud
The following is a brief breakdown of publicly available information regarding LPL Financial and its securities sales practices and FINRA regulatory history. LPL Financial is a FINRA registered broker-dealer based in Boston, Massachusetts. LPL’s website states that the firm provides an integrated platform of
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July 27, 2011
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Blog, Securities Fraud
Investigation of LaeRoc Fund Have you suffered investment losses in a LaeRoc Fund? The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. LaeRoc Funds is a real estate investment firm. According to the firm’s
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February 11, 2011
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Blog, Securities Fraud
The White Law Group is investigating potential securities fraud claims on behalf of investors involving non-traded REIT investments like Inland American and Inland Western. Non-traded REITs are less regulated than other, more traditional investments and often pay a much higher commission that other products.
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