LPL Financial lawsuit
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LPL Financial May 23, 2017

Two Texas Retirees Reportedly Sue LPL Financial and Former Broker...

Former clients of LPL Financial are fighting the firm and their broker, Jason N.

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LPL Financial May 4, 2017

More Trouble for LPL Financial due to Nontraded REIT sales

LPL may have to refund $8 Million for sales of nontraded REITs According to

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May 6, 2015

LPL Financial Fined Millions For Widespread Supervisory Failures

The Financial Industry Regulatory Authority fined LPL Financial $10 million for what

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August 15, 2014

LPL Fined $2M by Illinois Security Department

According to a consent order, LPL agreed to pay Illinois Securities Department $2

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March 22, 2012

Potential for Recovery of Former LPL Financial Representative Arthur Lin...

According to SEC documents, Arthur Lin, a former LPL Financial registered

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November 28, 2011

LPL Financial Fined for Failure to Supervise Former Broker Jack...

According to the investmentnews.com Oregon regulators in charge of securities have

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September 22, 2011

Securities Regulatory Information Regarding LPL Financial

The following is a brief breakdown of publicly available information regarding LPL

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