LPL Massachusetts securities complaint
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September 6, 2013

$10.7 million in restitution to REIT investors

According to reports, five brokerage firms agreed to pay an additional $10.7 million

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January 28, 2013

LPL Beefing Up Compliance In Wake of Massachusetts Lawsuit

According to a report in the Investment News, LPL has told its 13,000 registered

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December 12, 2012

LPL sued by Massachusetts securities regulators over non-traded REIT sales.

According to reports, Massachusetts securities regulators have sued LPL Financial,

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