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  • Top 10 Most Common Types of Securities Fraud

    August 30, 2011 Comments (0) Blog, Securities Fraud

    As a national securities litigation law firm and investor protection advocate, the firm sees all types of securities fraud. The firm has put together a top 10 list of the most common types of securities fraud to come through the firm’s offices. #10 – Insider Trading – Brokers sometimes recommend trades

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  • Risks of Stock-based Loan Programs

    July 4, 2011 Comments (0) Blog, Securities Fraud

    Investors who need cash—or who want to tap the value of their portfolios without selling their investments—might be tempted to apply for a “stock-based loan,” pledging fully paid securities as collateral for the loan. As recent FINRA enforcement actions confirm, stock-based loan programs can be risky,

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