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Tag: margin losses

Blog, Securities Fraud Articles

Investor Margin Trading on the Rise

Broker-Dealers seeing Renewed Interest in Customer Loans due to Market Rebound and Low Interest Rates According to news reports this week,...

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Blog

Buying on Margin – Worth the Risk?

FINRA issues investor alert on Margin Trading Risks The Financial Industry Regulatory Authority (FINRA) recently issues an investor alert...

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Blog, Securities Fraud Articles

FINRA Fines Atlanta based broker-dealer SunTrust Investment Services

FINRA recently today that it has ordered SunTrust Investment Services, Inc. of Atlanta, GA, to pay $1.44 million to resolve charges related...

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