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Tag: Marietta

Blog, Securities Fraud Articles

November 22, 2009

Fortune Financial and Brian Lee Daniels fined and censured

FINRA recently announced that Fortune Financial Services, Inc. (a FINRA registered broker-dealer based in New Brighton, Pennsylvania ) and...

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Blog, Securities Fraud Articles

September 30, 2009

Robyn Lynn O’Hara barred from FINRA

FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, George, has been barred from FINRA for...

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Blog, Securities Fraud Articles

September 18, 2009

Philip Louis Crouse, Sr. barred from securities industry by FINRA

FINRA recently announced that Philip Louis Crouse, Sr., formerly of Nationwide Securities, Inc. in Renfrew, Pennsylvania, has been barred...

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Blog, Securities Fraud Articles

August 20, 2009

Stephanie Murch Haggerty fined and suspended from FINRA

According to a recent FINRA announcement, Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in Atlanta, Georgia,...

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