Massachusetts securities attorney
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William Gennity Churning Case, Featured by Top Securities Fraud Lawyers, The White Law Group March 5, 2019

William Gennity to Pay $300,000 for Churning

Financial Advisor William Gennity worked for 10 Firms in 13-Year Career Have you

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Robert Todd Clark September 24, 2018

Robert Todd Clark Barred from Securities Industry

Robert Todd Clark – Moors & Cabot – Boston, MA According to the Financial

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SII Investments September 21, 2017

SII Investments Charged with Improper Non-Traded REIT Sales

Mass. Regulator William Galvin Charges SII Investments with Supervisory Issues

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October 17, 2014

Joseph Kennon Jayne barred from securities industry by FINRA

According to a recent FINRA Disciplinary Actions announcement, Joseph Kennon Jayne

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March 7, 2014

Update on Jane O’Brien Alleged Ponzi Scheme

Former broker, Jane O’Brien, who is serving a 33 month sentence after pleading

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November 4, 2013

Merrill Lynch Fined $500,000 for "Failure to Supervise"

Massachusetts security regulators fine Merrill Lynch $500,000 for “failure to

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June 10, 2013

Securities Fraud Investigation into Jane E. O'Brien

According to reports, former Merrill Lynch broker, Jane E. O’Brien, has pled

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November 1, 2012

BTS Asset Management fined by SEC

On October 29, 2012, the Securities and Exchange Commission issued an Order

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April 4, 2012

State Street Corp. fined over CDO Role

According to reports, the Massachusetts Secretary of State has fined a unit

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September 26, 2011

Securities Regulatory Information Regarding MML Investors Services

The following is a brief breakdown of publicly available information regarding MML

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