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Tag: Massachusetts securities attorney

Blog, Securities Fraud Articles

July 20, 2011

Massachusetts suing RBC over ETF sales

According to the Investment News, Massachusetts’ top securities regulator is suing RBC Capital Markets LLC and one of its former...

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Blog, Securities Fraud Articles

March 23, 2011

Broker James J. Konaxis Charged By SEC

According to the Investment News, James J. Konaxis, a former broker, has been charged with defrauding the widow of a victim of the Sept....

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