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September 25, 2014
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Blog, Securities Fraud
According to InvestmentNews, the Dallas based broker-dealer, WFG Investments Inc., is facing a “global fine” that could cost the firm upwards of $650,000. The report indicates that the Financial Industry Regulatory Authority (FINRA) issue a “global fine” when attempting to settle long running
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August 1, 2014
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Blog, Securities Fraud
Securities Fraud Investigation – Cubed Inc. According to a press release from the U.S. Attorney’s office, Matthew Bell was indicted on charges of securities fraud in connection with an alleged $300 million market manipulation scheme in four publicly traded companies. According to the press release, the
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August 1, 2014
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Blog, Securities Fraud
According to a press release from the U.S. Attorney’s office, Matthew Bell was indicted on charges of securities fraud in connection with an alleged $300 million market manipulation scheme in four publicly traded companies. According to the press release, the indictment alleges that between October 2012 and July
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July 19, 2014
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Blog, Securities Fraud
According to a press release from the U.S. Attorney’s office, two registered brokers, Matthew Bell and Craig Josephberg, along with four other individuals were indicted on charges of securities fraud in connection with an alleged $300 million market manipulation scheme in four publicly traded companies. Bell and
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