Medical Capital losses
Tag Archive

November 12, 2012

Medical Capital class action against Hantz Financial

According to reports, Hantz Financial is still contending with the fallout from

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February 28, 2012

More Fall Out Relating to Medical Capital

According to the Investment News, a former stockbroker in Colorado has been

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December 2, 2011

Expert Says Some Brokerage Firms Performed Poor Private Placement Due...

A recent article by Bruce Kelly of the investmentnews.com reported the opinion of

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March 5, 2011

Securities Fraud Investigation Involving Oil and Gas Partnerships and Private...

The White Law Group is investigating potential securities fraud claims on behalf of

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March 1, 2011

Ameriprise Setting Aside Reserves for Securities America Legal Claims

According to the Investment News, Ameriprise Financial Inc. has announced that it is

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February 16, 2011

Another FINRA Private Placement Investigation

According to the Investment News, National Securities Corp. is the latest

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February 15, 2011

Workman Securities Reaches Agreement on Medical Capital and Provident Royalties...

According to Investment News, a broker-dealer that was a prominent seller of

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February 7, 2011

QA3 Financial to cease operations.

According to the Investment News, QA3 Financial is to cease operations.  Facing

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February 3, 2011

FINRA focused on possible securities fraud Involving Private Placements and...

Broker-dealer sales of opaque and illiquid private investments are squarely in the

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January 21, 2011

FINRA Rules on Private Placements

Private Placements have become a hot button issue for FINRA regulators and

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