Merrill Lynch advisor investigation
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  • Merrill Lynch Advisors Asked to Resign

    September 23, 2014 Comments (0) Blog, Securities Fraud

    According to InvestmentNews, Bank of America Merrill Lynch asked two veteran advisors, James Goetz and Stephen Brown, to resign for allegedly recommending clients invest outside the firm. It is alleged that Goetz and Brown encouraged some clients to invest directly in a hedge fund the two managed rather than through

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