Merrill Lynch fine
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September 28, 2016

Merrill Lynch fined $12.5m

According to reports, Bank of America Corp.‘s Merrill Lynch unit has

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March 30, 2015

Merrill Lynch fined by State of Massachusetts over supervisory failures.

Merrill Lynch recently agreed to pay a $2.5 million fine in Massachusetts to settle

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November 4, 2013

Merrill Lynch Fined $500,000 for "Failure to Supervise"

Massachusetts security regulators fine Merrill Lynch $500,000 for “failure to

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