Merrill Lynch FINRA penalty
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September 26, 2012

Merrill Lynch sanctioned by FINRA over Brokercheck disclosures.

The Financial Industry Regulatory Authority (FINRA) recently announced that it has

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June 15, 2012

FINRA fines Merrill Lynch over structured product sales.

According to reports, Merrill Lynch has agreed to pay a $450,000 fine and accept a

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