merrill lynch investigation
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Merrill Lynch August 21, 2018

Merrill Lynch Settles Charges for $8.9 Million

SEC Censures & Fines Merrill Lynch for Conflict of Interest According to a press

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March 30, 2015

Merrill Lynch fined by State of Massachusetts over supervisory failures.

Merrill Lynch recently agreed to pay a $2.5 million fine in Massachusetts to settle

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October 4, 2011

“Supervisory Failures” Cost Merrill Lynch $1 Million

According to the Financial Industry Regulatory Authority (FINRA), “it has fined

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