Merrill Lynch losses
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fiduciary rule September 4, 2018

Merrill Lynch Reverses Policy on Commission Based Accounts

Death of DOL’s Fiduciary Rule in March Leads to Merrill Lynch Policy Change

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Merrill Lynch August 21, 2018

Merrill Lynch Settles Charges for $8.9 Million

SEC Censures & Fines Merrill Lynch for Conflict of Interest According to a press

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August 3, 2011

FINRA Fines Credit Suisse Securities $4.5 Million and Merrill Lynch...

The Financial Industry Regulatory Authority (FINRA) has fined Credit Suisse

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