Merrill Lynch
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Wells Fargo to pay nearly $2.7 million for early UIT rollovers, featured by top securities fraud attorneys, the White Law Group  December 14, 2021

Wells Fargo to pay nearly $2.7 million for early UIT rollovers 

FINRA Sanctions Wells Fargo and four other BDs for excessive sales charges 

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Merrill Lynch June 21, 2018

The SEC Censures and Fines Merrill Lynch $42 Million

SEC Alleges Merrill Lynch Misled Customers According to a press announcement, the

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March 2, 2012

Merrill Lynch (Banc of America Securities) to Pay Award to...

There may still be time for investors who invested in the Lyon Capital Management

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August 3, 2011

FINRA Fines Credit Suisse Securities $4.5 Million and Merrill Lynch...

The Financial Industry Regulatory Authority (FINRA) has fined Credit Suisse

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January 26, 2011

Merrill Lynch Settles Securities Fraud Charges

Merrill Lynch recently agreed to pay a $10 million fine to settle civil securities

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October 6, 2010

FINRA Fines Atlanta based broker-dealer SunTrust Investment Services

FINRA recently today that it has ordered SunTrust Investment Services, Inc. of

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