Merriman Capital litigation
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  • Merriman Capital, Inc. fined by FINRA

    April 15, 2014 Comments (0) Blog, Securities Fraud

    Merriman Capital, Inc. (CRD #18296, San Francisco, California) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured, fined $120,000 and required to retain an independent consultant to conduct a comprehensive review of the adequacy of the firm’s WSPs.  The firm shall adopt and

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