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Tag: Miami broker fraud attorney

Blog, Securities Fraud Articles

Alleged bond fraud: Venezuelan Bank and Direct Access Partners

According to the Southern Florida Business Journal, “The Securities and Exchange Commission (SEC) busted an alleged $66 million...

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Blog, Securities Fraud Articles

E.S. Financial Services, Inc. fined by FINRA

E.S. Financial Services, Inc. (CRD #104316, Miami, Florida) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm...

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