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Tag: Miami investment fraud attorney

Blog, Securities Fraud Articles

SEC Charges Miami-Based Adviser With Hiding Trading Losses and Diverting Client Funds

On November 9, 2012, the Securities and Exchange Commission (the “SEC”) charged a Miami-based investment adviser with defrauding his...

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Blog, Securities Fraud Articles

Recovery of Giancarlo Ciocca Investment Losses

Have you suffered losses investing in leveraged or inverse ETFs recommended to you by former Merrill Lynch financial advisor Giancarlo...

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Blog, Securities Fraud Articles

CP Capital Securities, Inc. fined for securities violations.

FINRA recently announced that CP Capital Securities, Inc., a registered broker-dealer based in Miami, Florida, has been fined $21,500 for...

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