Miami
Tag Archive

June 28, 2010

Representing Foreign Investors In FINRA Arbitrations

It is not uncommon for foreign investors to seek to establish an investing

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June 5, 2010

Columbus, Ohio Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration,

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June 4, 2010

Cincinnati, Ohio Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration,

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January 19, 2010

Thailia Alisa Tucker, a former financial advisor for Wachovia Securities,...

FINRA recently announced that Thailia Alisa Tucker, a former financial advisor for

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December 18, 2009

Lorraine Leonie Macko (formerly of RBC Capital Markets Corporation in...

FINRA recently announced that Lorraine Leonie Macko (formerly of RBC Capital Markets

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October 28, 2009

Maria Duarte Pumariega, formerly registered with Wachovia Securities in Miami,...

FINRA recently announced that Maria Duarte Pumariega, a financial advisor formerly

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October 7, 2009

Roberto Etiel Rodriguez, formerly of Leumi Investment Services Inc. in...

FINRA recently announced that Roberto Etiel Rodriguez, formerly of Leumi Investment

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August 24, 2009

Jorge Gerardo Pereira, formerly of Synergy Investment Group, LLC in...

Jorge Gerardo Pereira, formerly of Synergy Investment Group, LLC in Miami, Florida,

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August 20, 2009

James Stephen Eckes, of Parrish, Florida (outside of St. Petersburg),...

According to a recent FINRA announcement, James Stephen Eckes, of Parrish, Florida,

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August 19, 2009

Andres Luis Delmas, in Miami, Florida, fined by FINRA and...

FINRA recently announced that Andres Luis Delmas, in Miami, Florida, has been fined

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