May 22, 2019
Morgan Stanley Lawsuit – Clients awarded $519,000 for Alleged Unsuitable
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March 20, 2018
FINRA Bars Former Morgan Stanley Broker Thomas Meier for unauthorized trades
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September 26, 2017
Morgan Stanley to pay $13 Million in Fines and Restitution According to The
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August 25, 2017
Morgan Stanley Censured & Fined According to FINRA, Morgan Stanley has agreed to
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April 12, 2017
Morgan Stanley Settles Sales Contest Allegations Morgan Stanley will pay $1 million
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December 20, 2016
Investigation of Morgan Stanley Leads to Charges The Securities and Exchange
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July 30, 2015
Investigation Update Morgan Stanley has been ordered to pay $2.4 million to
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May 7, 2014
According to FINRA.org, the Financial Industry Regulatory Authority (FINRA) fined
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August 1, 2013
Morgan Stanley consented to pay the New Jersey Bureau of Securities $100,000 to
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July 20, 2011
On July 12, 2011, the Securities and Exchange Commission issued an Order Instituting
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