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August 3, 2011

FINRA Fines Credit Suisse Securities $4.5 Million and Merrill Lynch...

The Financial Industry Regulatory Authority (FINRA) has fined Credit Suisse

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October 19, 2010

FINRA Fines Deutsche Bank Securities For Negligently Misrepresenting Information On...

FINRA recently announced that it has fined Deutsche Bank Securities, Inc. $7.5m for

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