municipal bonds
Tag Archive

  • Ross Sinclaire & Associates Censured & Fined $200,000

    Ross Sinclaire & Associates Investigation, Featured by Top Securities Fraud Attorneys, The White Law Group

    June 20, 2019 Comments (0) Blog

    FINRA Sanctions Ross Sinclaire & Associates for Alleged Violations According to the Financial Industry Regulatory Authority (FINRA) on June 10, the regulator has censured and fined Ross Sinclaire & Associates, a regional broker-dealer that reportedly operates in the mid-west. According to the Letter of

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  • Municipal Bond Checklist

    July 7, 2009 Comments (0) Blog, Securities Fraud

    While municipal bonds (or muni’s) are generally a conservative, safer option that investing in stocks or junk bonds, investing in municipal bonds is not without risks. Accordingly, FINRA has created the following checklist to help investors avoid some of the most common pitfalls of municipal bond investing. This

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