municipal securities transaction reports
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  • Deutsche Bank Securities Fined

    March 7, 2013 Comments (0) Blog, Securities Fraud

    Deutsche Bank Securities Inc. (CRD #2525, New York, New York) recentlysubmitted a Letter of Acceptance, Waiver and Consent in which the firm was censured, fined $175,000, and required to pay $10,314.44, plus interest, in restitution to customers. Without admitting or denying the findings, the firm consented to the

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