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June 28, 2012
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Blog, Securities Fraud
When it comes to understanding the potential risks, costs, and advantages of the various investment “products” offered today, a prudent investor must begin by understanding the role of the person from whom they are purchasing the investment. Many consumers have a tendency to refer to our broker or financial
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July 21, 2011
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Blog, Securities Fraud
The Financial Industry Regulatory Authority (FINRA) recently announced that it has suspended William Bailey, a former NEXT Financial Group, Inc. broker of Mesa, Arizona, from the securities industry for two years for unsuitable and excessive trading of mutual funds and variable annuities. Bailey also engaged in
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