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Tag: NASD

Blog, Securities Fraud Articles

Sala-Multi Series Fund and Foresee Strategies

The White Law Group continues to investigate potential FINRA arbitration claims against the broker-dealers that may have improperly sold...

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Blog, Securities Fraud Articles

Recovery of Foresee Strategies Insurance Funds Investment Losses

Have you suffered investment losses in the Foresee Strategies Insurance Funds?  If so, The White Law Group may be able to help you recover...

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Blog, Securities Fraud Articles

Federal Appeals Court Rules against FINRA on Fine Collection

Multiple outlets are reporting that a Manhattan federal appeals court has ruled that FINRA is not able to pursue fines by taking their...

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Blog, Securities Fraud Articles

Risks of Structured Notes With Principal Protection

The retail market for structured notes with principal protection has been growing in recent years. While these products often have...

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Blog, Securities Fraud Articles

Recovery of G-REIT losses

Have you suffered investment losses in G-REIT? The White Law Group may be able to help. The White Law Group is investigating potential...

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Blog, Securities Fraud Articles

Wells Fargo to settle SEC claim involving CDO sales.

According to the Investment News, home loan giant Wells Fargo & Co. has agreed to pay $11.2 million to settle federal securities...

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