National Securities Corporation
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August 3, 2011

National Securities Corporation fined by FINRA

National Securities Corporation (CRD #7569, Seattle, Washington) and Matthew G.

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May 16, 2011

National Securities Corporation Fined

National Securities Corporation (CRD #7569, Seattle, Washington) recently submitted

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October 29, 2010

FINRA Fines For Mutual Fund Sales Practices

In or about 2009, FINRA fined 25 broker-dealers a total of $2,145,000 for failures

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August 16, 2010

Robert Norman Gest, a former financial advisor with National Securities...

FINRA recently announced that Robert Norman Gest, a financial advisor in Lighthouse

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June 8, 2010

Harold Sheldon Minsky fined and suspended by FINRA

FINRA recently announced that Harold Sheldon Minsky, a financial advisor with J.H.

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September 17, 2009

National Securities Corporation, in Seattle, Washington, fined by FINRA for...

FINRA recently announced that National Securities Corporation has been fined

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