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May 21, 2019
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Blog, Current Investigations
Broker Gabriel Block Reportedly Sanctioned for Unsuitable Trades Have you suffered losses investing with former financial advisor Gabriel Block? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA arbitration. According to news reports this week, the New
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August 31, 2018
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Blog, Current Investigations, Securities Fraud
Update on Broker Gary Basralian – Securities Fraud Investigation According to reports yesterday, broker Gary Basralian, of Springfield, NJ, pleaded guilty in U.S. District Court to one count of wire fraud and one count of investment adviser fraud. Basralian, 70, admitted to stealing at least $2 million from
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April 11, 2018
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Blog, Current Investigations
Scott W. Palmer – Janney Montgomery Scott – Investigation The White Law Group is investigating potential claims involving Janney Montgomery Scott and the liability they may have for failing to supervise financial advisor Scott W. Palmer. According to a Letter of Acceptance, Waiver and Consent posted on FINRA’s
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March 21, 2018
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Blog, Current Investigations
FINRA reportedly bars Gary Basralian for failure to provide information during an investigation. According to the Financial Industry Regulatory Authority (FINRA), the regulator has allegedly barred Gary Basralian of Maplewood, NJ from the securities industry. On January 2, 2018, in connection with an investigation
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February 23, 2018
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Blog, Current Investigations, Securities Fraud
Ex-Wells Fargo Advisor Jeffrey Palish Allegedly Stole from Elderly Clients According to an article in the Pascack Valley Daily Voice, financial advisor Jeffrey Palish, 64, reportedly stole more than $1 million from two elderly clients. According to authorities, after Jeffrey Palish failed to make payments on a
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October 17, 2014
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Blog, Securities Fraud
According to a recent FINRA Disciplinary Actions announcement, Kwen Young Chun (CRD #3136403, Midland Park, New Jersey) submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Chun consented to the sanction and to the entry of findings
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June 19, 2013
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Blog, Securities Fraud
Have you suffered losses as a result of your dealings with Maxwell B. Smith and Health Care Financial Partners? If so the securities attorneys of The White Law Group may be able to help. According to reports, New Jersey financial advisor and broker, Maxwell B. Smith, was sentenced to seven years in prison for
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June 7, 2013
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Blog, Securities Fraud
Have you suffered losses as a result of your dealings with Ralph A. Saviano? If so, the securities attorneys of The White Law Group may be able to help. On June 5, 2013, New Jersey broker, Ralph A. Saviano, pled guilty to stealing $138,000 from two elderly investors. According to the FBI’s press release (here),
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October 1, 2012
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Blog, Securities Fraud
Garden State Securities, Inc. (CRD #10083, Red Bank, New Jersey) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $50,000. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it failed to
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