Tag: New York securities attorney
Advisor Michael Giokas Reportedly Barred after Fraud charges
Update on Michel Giokas – Securities Fraud Investigation Have you suffered losses investing with financial advisor Michael Giokas and...
Brian M. Travers Barred from Securities Industry
FINRA Bars Brian M. Travers for Refusing on-the-record Testimony According to the Financial Industry Regulatory Authority (FINRA), on...
Former Cetera Advisor Daniel B. Vazquez charged with Fraud
SEC Files Charges – Hoplon Financial Group & Former CEO Daniel B. Vazquez According to a press announcement yesterday, the Securities...
New York Advisor Michael Giokas Arrested on Fraud Charges
Financial Advisor Michael Giokas Charged with $200K Fraud The White Law Group is investigating potential claims involving Michael Giokas...
SEC reportedly charges Alexander Capital Brokers
Alexander Capital LP Named in the Complaint According to a press announcement on September 28, 2017, the Securities and Exchange Commission...
Former NY Advisor Terry Bahgat Charged with Fraud
SEC accuses Terry Bahgat of stealing from senior clients According to an announcement, The Securities and Exchange Commission has charged...
