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Next Financial fraud
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September 26, 2011

Securities Regulatory Information Regarding NEXT Financial

The following is a brief breakdown of publicly available information regarding NEXT

July 21, 2011

FINRA suspends former Next Financial broker, William Bailey

The Financial Industry Regulatory Authority (FINRA) recently announced that it has

April 15, 2011

FINRA Arbitration Claim Against NEXT Financial Involving UITs, REITs, and...

The White Law Group announces that it has filed a Financial Industry Regulatory

November 24, 2010

FINRA fines Next Financial for Supervisory Failures

In 2009, FINRA announced that it had fined NEXT Financial Group, Inc., headquartered

Mark J. Sachse Broker Investigation
January 16, 2020
Chad Burroughs Reportedly Barred after Pleading Guilty to Fraud
January 16, 2020
National Planning Corporation to Pay Elderly Investor $2.6 Million
January 13, 2020
VanEck Vectors Oil Services ETF (OIH) Investment Losses
January 13, 2020

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