Next Financial Group investigation
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Next Financial Group to pay $750,000 for Supervisory Failures, featured by top securities fraud attorneys, The White Law Group July 15, 2021

Next Financial Group to pay $750,000 for Supervisory Failures

FINRA Sanctions Next Financial Group for Unsuitable Mutual Fund Trading The White

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Next Financial Group & Charles Chester Kulch, featured by Top Securities Fraud Attorneys, the White Law Group January 3, 2020

Next Financial Group Fined $475,000 over Non-Traded REITs Sales

Massachusetts and New Hampshire Fines Next Financial Group for Supervisory Issues

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JoeAnn Walker December 14, 2017

Former MA Next Rep JoeAnn Walker Barred from Securities Industry

FINRA inquiry of JoeAnn Walker involves Unsuitable VA sales According to

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Next Financial December 13, 2017

FINRA Censures & Fines Next Financial for Supervisory issues

Next Financial Group– New Procedures but Misconduct Reportedly Continues According

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