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Tag: Ohio securities attorney

Blog, Current Investigations

EX-Broker Sam Aziz Barred from Securities Industry

Sam Aziz – Coastal Securities – Dublin, Ohio According to Letter of Acceptance, Waiver & Consent, on March 27 The Financial...

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Blog, Current Investigations, Securities Fraud Articles

Ohio Financial Advisor Stephen Hurtuk Barred from Securities Industry

Stifel, Nicolaus & Co. – Stephen Hurtuk  – Boardman, Ohio According to the Financial Industry Regulatory Authority...

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Blog, Current Investigations, Securities Fraud Articles

Christopher Wendel Barred from Securities Industry

Christopher Wendel – SA Stone Wealth Management – Investigation According to the Financial Industry Regulatory Authority (FINRA) on...

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Blog, Securities Fraud Articles

Joshua Craig Miracle barred from securities industry by FINRA

According to a recent FINRA Disciplinary Actions announcement, Joshua Craig Miracle (CRD #4311488, Akron, Ohio) submitted an AWC in which...

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Blog, Securities Fraud Articles

Ohio Stockbroker Sentence to Prison

According to the Columbus Dispatch, former broker, Jeffery Kelly, was sentenced to 5 years in prison for operating a Ponzi scheme. Kelly...

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Blog, Securities Fraud Articles

Ohio Broker Pleas Guilty to Investment Fraud

Were you a victim of a securities fraud orchestrated by broker Jeffrey Kelly? If so, the securities attorneys of The White Law Group...

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