Ohio securities attorney
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Sam Aziz Barred, Featured by Top Securities Fraud Attorneys, The White Law Group March 28, 2019

EX-Broker Sam Aziz Barred from Securities Industry

Sam Aziz – Coastal Securities – Dublin, Ohio According to Letter of Acceptance,

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Stephen Hurtuk September 5, 2018

Ohio Financial Advisor Stephen Hurtuk Barred from Securities Industry

Stifel, Nicolaus & Co. – Stephen Hurtuk  – Boardman, Ohio According

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Christopher Wendel June 4, 2018

Christopher Wendel Barred from Securities Industry

Christopher Wendel – SA Stone Wealth Management – Investigation According to

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Fred Brisker March 14, 2018

Former Ohio Advisor Fred Brisker Barred from the Securities Industry

Investigating Potential Claims Involving Fred Brisker According to the Financial

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October 17, 2014

Joshua Craig Miracle barred from securities industry by FINRA

According to a recent FINRA Disciplinary Actions announcement, Joshua Craig Miracle

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March 11, 2014

Ohio Stockbroker Sentence to Prison

According to the Columbus Dispatch, former broker, Jeffery Kelly, was sentenced to 5

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June 24, 2013

Ohio Broker Pleas Guilty to Investment Fraud

Were you a victim of a securities fraud orchestrated by broker Jeffrey Kelly? If

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March 26, 2012

Former LPL Financial Advisor in Ohio Pleads Guilty to Fraud

According to the Cincinnati Business Courier, Elliot Kravitz, a financial advisor in

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January 27, 2012

Valmark Securities, Inc. fined by FINRA

Valmark Securities, Inc. (CRD #31243, Akron, Ohio) recently submitted an Offer of

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May 24, 2010

Ancora Securities, Inc. fined by FINRA for trading practices.

FINRA recently announced that Ancora Securities, Inc., a registered broker-dealer

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