Tag: Ohio securities lawyer
Former LPL Financial Advisor Elliot Kravitz Pleads Guilty to Fraud
According to the Cincinnati Business Courier, Elliot Kravitz, a financial advisor in Mason, Ohio, recently pleaded guilty to one count of...
Valmark Securities, Inc. fined by FINRA
Valmark Securities, Inc. (CRD #31243, Akron, Ohio) recently submitted an Offer of Settlement in which the firm was censured and ordered to...
Ancora Securities, Inc. fined by FINRA for trading practices.
FINRA recently announced that Ancora Securities, Inc., a registered broker-dealer based in Cleveland, Ohio, has been censured, fined...