oil and gas scam
Tag Archive

  • Investor Alert: Oil and Gas Scams

    Oil and Gas Scams

    December 14, 2016 Comments (0) Blog, Securities Fraud

    Investment Losses with Oil and Gas Scams The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to warn investors about the dangers of Oil and Gas scams. If you think you’ve found the right oil or gas investment to “strike it rich,” consider this:  it may be a scam.  While some

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  • Two Provident Royalties founders fined by FINRA

    June 2, 2012 Comments (0) Blog, Securities Fraud

    It is being reported that Brendan Coughlin and Henry Harrison, two co-founders of Provident Royalties LLC, have been fined $50,000 each and suspended from the securities industry for two years, according to a settlement with the Financial Industry Regulatory Authority Inc. According to the Finra order of settlement,

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  • Wisconsin Financial and Securities Fraud

    February 1, 2011 Comments (0) Blog, Securities Fraud

    Securities as defined by Wisconsin law, include stocks, bonds, promissory notes and other evidences of indebtedness; shares in mutual funds; stock options; limited partnership interests; interests in oil and gas, mining, or real estate ventures or leases; certificates of deposit; some commodity contracts; and

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