Tag Archive

  • Regulatory History of Wedbush Securities

    October 26, 2010 Comments (0) Blog, Securities Fraud

    The White Law Group reviews securities fraud cases throughout the country, including reviewing securities fraud cases involving all of the FINRA registered broker-dealers. Wedbush Securities is a FINRA registered broker-dealer founded in 1955.  It is primarily a West Coast firm, with headquarters in Los Angeles,

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  • FINRA Arbitration Statistics

    September 22, 2010 Comments (0) Blog, Securities Fraud

    FINRA recently published statistics on the securities cases that it administers through its FINRA Dispute Resolution process.  The statistics reveal that case filings are slightly down from 2009, and that the administration time for cases is slightly longer than in 2009.  The statistics are also broken down to show

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  • Economic/Financial Suicide Case Involving TD Ameritrade

    November 16, 2009 Comments (3) Blog, Securities Fraud

    We are investigating a potential securities fraud case on behalf of a 94 year old retiree living in Delray Beach, Florida. This investor lost over $1.5 million (her entire life savings) investing in options on margin with TD Ameritrade. Apparently, the investor, who has a history of medical ailments that impact her

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