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October 1, 2018
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Blog, Current Investigations, Securities Fraud
Austin Dutton & Newbridge Securities – Update on Investigation The White Law Group continues its investigation regarding financial advisor Austin Dutton and the liability that Newbridge Securities may have for failure to supervise him. As we told you in July 2017, Dutton was fined $200,000 for allegations of
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August 28, 2018
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Blog, Current Investigations, Securities Fraud
Pennsylvania Brokerage Firm, Trustmont Financial Accused of Breaching Fiduciary Duty According to a FINRA award posted on FINRA’s site this week, investor James E. Grimes accused Trustmont Financial Group Inc. in Greensburg, PA of breaching fiduciary duty in a case related to two annuity exchanges and a private
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June 4, 2018
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Blog, Current Investigations, Securities Fraud
Concerned about investment losses with Austin Dutton & Newbridge Securities? The White Law Group continues to investigate potential claims involving financial advisor Austin Dutton and his former employer Newbridge Securities. Dutton was reportedly fined $200,000 in July 2017 for allegations of “dishonest or
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June 23, 2014
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Blog, Securities Fraud
According to a FINRA disciplinary actions announcement, Jeremy Gerald Tintle (CRD #2817173, Hawley, Pennsylvania) recently submitted an Offer of Settlement in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Tintle consented to the described
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May 4, 2012
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Blog, Securities Fraud
Radnor Research & Trading Company LLC (CRD #130120, Radnor, Pennsylvania) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $15,000. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it
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