Tag: Pennsylvania
Janney Montgomery Scott Regulatory History and Sales Practices
Established in 1832, Janney Montgomery Scott is a Philadelphia, Pennsylvania based FINRA broker-dealer. Janney Montgomery Scott has from...
Pittsburgh, Pennsylvania Securities Fraud / Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...
Investigation: Former ING Financial Advisor Greg H. Miller
The White Law Group is investigating the variable annuity sales practices of former ING financial advisor Greg H. Miller on behalf of an...
Cumberland Brokerage Corporation fined and censured by FINRA
FINRA recently announced that Cumberland Brokerage Corporation (a FINRA registered broker-dealer based in Philadelphia, Pennsylvania) has...
Fortune Financial and Brian Lee Daniels fined and censured
FINRA recently announced that Fortune Financial Services, Inc. (a FINRA registered broker-dealer based in New Brighton, Pennsylvania ) and...
Philip Louis Crouse, Sr. barred from securities industry by FINRA
FINRA recently announced that Philip Louis Crouse, Sr., formerly of Nationwide Securities, Inc. in Renfrew, Pennsylvania, has been barred...