Penson Financial Service investigation
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  • SEC Charges Four Penson Officials

    September 23, 2015 Comments (0) Blog, Securities Fraud

    Top executives at Penson Financial Service are facing charges filed by the Securities and Exchange Commission (SEC). The SEC has charged four officials for their role in the improper authorization of margin loans and accused of improper accounting and disclosure failures. According to a press release, Penson Financial

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