Provident Royalties
Tag Archive

  • National Securities Corporation fined by FINRA

    August 3, 2011 Comments (0) Blog, Securities Fraud

    National Securities Corporation (CRD #7569, Seattle, Washington) and Matthew G. Portes (CRD #4995542, Registered Principal, Chicago, Illinois) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and ordered to pay a total of $175,000 in restitution to investors. Portes was

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  • Proposed Amendment to FINRA Rule 5122

    January 17, 2011 Comments (0) Blog, Securities Fraud

    FINRA is requesting comment on a proposal to amend FINRA Rule 5122, which requires, subject to certain exemptions, disclosure in the offering document of the intended use of offering proceeds, expenses, and the amount of selling compensation to be paid to the broker-dealer and its associated persons, in any private

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  • Recovery of Investment Losses

    November 30, 2010 Comments (0) Blog, Securities Fraud

    If you have suffered investment losses as a result of the fraud or negligence of your financial professional or brokerage firm, The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm

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