Tag Archive

  • Top Independent Broker-Dealers According to Investment News

    January 18, 2011 Comments (0) Blog, Securities Fraud

    RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL Financial One Beacon St. Boston, MA 02108 (888) 250-2420 $2.6B • Uvest 2810 Coliseum Centre Drive Charlotte, NC 28217 (800) 277-8802 $195.2M 2 Ameriprise Financial Services Inc. 108 Ameriprise Financial Center

    Read More »
  • Recovery of DBSI Investment Losses

    December 10, 2010 Comments (0) Blog, Securities Fraud

    The White Law Group is currently investigating numerous securities fraud claims involving DBSI and DBSI tenants-in-common investments.  Specifically, the firm is investigating whether the broker-dealers that recommended DBSI to its clients failed to perform the necessary due diligence on DBSI prior to recommending it

    Read More »
  • Largest Independent Broker-Dealers

    November 26, 2010 Comments (0) Blog, Securities Fraud

    According to the Investment News, the following are the top broker-dealers (ranked by reps producing over $100,000): Click column headers to sort fields Rank Broker-dealer No. of reps 1 LPL Financial* 5432 • Associated Securities Corp. 121 • Mutual Service Corp. 547 • Waterstone Financial Group 275 2 AIG Advisor

    Read More »
  • Current Securities Fraud Investigations

    June 29, 2010 Comments (0) Blog, Securities Fraud

    The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm is dedicated to assisting investors who have suffered investment losses as a result of their financial

    Read More »