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October 7, 2015
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Blog, Securities Fraud
According to reports, the Securities and Exchange Commission recently voted to uphold the judgment against former investment advisor Raymond Lucia. In 2012 the SEC accused Lucia of misleading investors about his “buckets of money” strategy. The SEC alleges Lucia misled investors who attended seminars that
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July 10, 2013
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Blog, Securities Fraud
According to Investment News, “In an initial decision, administrative-law judge Cameron Elliot ruled that Mr. Lucia misrepresented for years ‘the validity of purported back-testing in seminars for prospective investors’ interested in his Buckets of Money strategy for retirement savings.” Back in September
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