Ray Lucia Hines REIT
Tag Archive

  • Ray Lucia Loses Appeal to SEC Ban

    August 10, 2016 Comments (0) Current Investigations

    According to reports, Ray ‘Buckets of Money’ Lucia’s appeal to SEC ban is denied in Federal Court on Tuesday. Lucia, former financial adviser and radio show host, had challenged the right of the SEC to use administrative law judges to hear cases such as his.  Ray Lucia, Sr.

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  • Update on Ray Lucia

    October 7, 2015 Comments (0) Blog, Securities Fraud

    According to reports, the Securities and Exchange Commission recently voted to uphold the judgment against former investment advisor Raymond Lucia. In 2012 the SEC accused Lucia of misleading investors about his “buckets of money” strategy. The SEC alleges Lucia misled investors who attended seminars that

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  • Ray Lucia back in the news

    July 10, 2013 Comments (0) Blog, Securities Fraud

    According to Investment News, “In an initial decision, administrative-law judge Cameron Elliot ruled that Mr. Lucia misrepresented for years ‘the validity of purported back-testing in seminars for prospective investors’ interested in his Buckets of Money strategy for retirement savings.” Back in September

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  • Update on Ray Lucia Investigation

    February 28, 2013 Comments (0) Blog, Securities Fraud

    According to ABC 10News, San Diego’s website Ray Lucia responded to SEC charges against him by stating “The SEC has made no, zero, allegations that any investor has been defrauded, has complained or lost a dime.” The video post, in which Lucia defends himself against SEC charges, has since been removed from the

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  • Ray Lucia, Sr. charged by SEC for allegedly misleading investors.

    September 5, 2012 Comments (0) Blog, Securities Fraud

    According to reports, Ray Lucia Sr. has been charged by the Securities and Exchange Commission for spreading misleading information about his “Buckets of Money” strategy at a series of investment seminars. The SEC’s Division of Enforcement alleges Lucia claimed that the wealth management strategy he promoted at

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  • Investigation Involving Raymond Lucia

    May 24, 2011 Comments (0) Blog, Securities Fraud

    The White Law Group is investigating possible securities fraud claims on behalf of an investor involving investment recommendations made by Raymond J. Lucia, Sr.  Specifically, the firm is investigating the appropriateness of Mr. Lucia’s alleged recommendation that a retired investor invest in a non-traded REIT.

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