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October 7, 2015
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Blog, Securities Fraud
According to reports, the Securities and Exchange Commission recently voted to uphold the judgment against former investment advisor Raymond Lucia. In 2012 the SEC accused Lucia of misleading investors about his “buckets of money” strategy. The SEC alleges Lucia misled investors who attended seminars that
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July 10, 2013
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Blog, Securities Fraud
According to Investment News, “In an initial decision, administrative-law judge Cameron Elliot ruled that Mr. Lucia misrepresented for years ‘the validity of purported back-testing in seminars for prospective investors’ interested in his Buckets of Money strategy for retirement savings.” Back in September
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December 13, 2012
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Blog, Securities Fraud
Earlier this year Ray Lucia Sr. was charged by the Securities and Exchange Commission for spreading misleading information about his “Buckets of Money” strategy at a series of investment seminars. The SEC’s Division of Enforcement alleges that Lucia claimed that the wealth management strategy he promoted at the
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September 5, 2012
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Blog, Securities Fraud
According to reports, Ray Lucia Sr. has been charged by the Securities and Exchange Commission for spreading misleading information about his “Buckets of Money” strategy at a series of investment seminars. The SEC’s Division of Enforcement alleges Lucia claimed that the wealth management strategy he promoted at
Read More »